Fiduciary Guidance
We can assist you with the following:
- Fiduciary Compliance Vault
- Plan Document & Service Agreement review
- Plan Design Review
- Fiduciary Training & Education
- Retirement Plan Audit
- Investment Committee Creation
- 404(c) Compliance & Review
- Vendor Management & Issue Resolution
- Coordination of Fee Disclosures
- Conflict of Interest Discovery & Disclosure
- Regulatory Updates
- Investment Policy Statement (IPS) Preparation
- IPS Annual Review